Search All Law Compliance Jobs in Brooklyn New York

Attorney - Credit Trading Compliance, Analyst
New York City, NY

Attorney - Credit Trading Compliance, Analyst Apply locations New York ... a variety of legal and compliance matters involving the investment businesses ... as well as Legal & Compliance, IT, and Operations. Manage all ... units. Work with Legal & Compliance colleagues across other Blackstone business ... Devise, initiate, maintain,..

Last verified - 1 day(s) 9 hour(s) ago

Ib Compliance Programs, Volcker And Bank Regulatory Governance
New York City, NY

1 hit(s)
IB Compliance Programs, Volcker and Bank Regulatory ... Volcker and Bank Regulatory Governance Compliance Group Functions Job Reference # ... execution of the annual rules-based Compliance Risk Assessments • perform second ... and key controls that impact compliance with rules • Strong Ability ... Team (“VRG”), a unit within Compliance..

Last verified - 1 day(s) 9 hour(s) ago

Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President
New York City, NY

Compliance Officer – Fixed Income Sales ... volunteer programs Job Description - Compliance Officer – Fixed Income Sales ... President - Location New York, NY What You’ll Do - Provide ... policies and procedures - Provide regulatory/compliance training - Assist the Business ... inquiries - Support the global compliance monitoring..

Last verified - 0 day(s) 22 hour(s) ago

Chief Compliance Officer & Associate General Counsel, Mutual Funds
New York City, NY

7 hit(s)
... resumes or applications. H1: Chief Compliance Officer & Associate General Counsel, ... Job Summary Job Title: Chief Compliance Officer & Associate General Counsel ... Mutual Funds Location: New York, NY Time Type: Full Time Requisition ... seeking a highly experienced Chief Compliance Officer to oversee the compliance program for..

Last verified - 1 day(s) 10 hour(s) ago

Compliance Risk Management Lead - Vice President
New York City, NY

Salary Information Base Pay/Salary New York,NY $128,250.00-$195,000.00 Job Title Compliance Risk Management Lead - Vice ... JPMorgan Chase is seeking a Compliance Risk Management Lead - Vice ... their team in New York, NY. As part of the Risk ... of the Risk Management and Compliance department, you will play..

Last verified - 0 day(s) 23 hour(s) ago

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Senior Counsel, Cybersecurity, Data Privacy and Consumer Compliance
New York City, NY

2 hit(s)
... Cybersecurity, Data Privacy and Consumer Compliance. This full-time position, located in ... position, located in New York, NY, will require a J.D. degree ... implementing privacy, cybersecurity, and consumer compliance processes. The annual base pay ... States Office of Federal Contract Compliance Programs. - Senior Counsel position ... job..

Last verified - 1 day(s) 4 hour(s) ago

Compliance Advisor Senior Manager
New York City, NY

2 hit(s)
Compliance Advisor Senior Manager: Job Summary ... Senior Manager: Job Summary The Compliance Advisor Senior Manager will work ... the Commercial Broker Dealer Chief Compliance Officer and support three institutional ... This role will also provide compliance support to the Capital Markets ... business within Capital One. The Compliance Advisor..

Last verified - 1 day(s) 5 hour(s) ago

Payments Compliance Counsel
New York City, NY

2 hit(s)
... SEO friendly job title: Payments Compliance Counsel - New York - ... Join **MEMBERS ONLY**SIGN UP NOW*** as a Payments Compliance Counsel in New York! H2: ... team - Location: New York, NY - Job ID: A140977 H2: ... Part of the Global Legal Compliance Payments team - Centre of ... fintech/payments..

Last verified - 1 day(s) 8 hour(s) ago

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Vice President
New York City, NY

Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... mechanisms - Support the global compliance monitoring program - Perform testing ... Perform testing and monitoring of compliance with firm policies - Conduct ... effective business control framework Title: Compliance Officer – Investment Bank Compliance – Origination &..

Last verified - 1 day(s) 8 hour(s) ago

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President
New York City, NY

Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... Vice President Location: New York, NY Full-time position Job ID: R0327387 ... policies and procedures - Provide regulatory/compliance training - Implement and document ... state regulators - Support global compliance monitoring program - Perform testing ... Perform testing..

Last verified - 1 day(s) 2 hour(s) ago

Law Compliance jobs in Brooklyn, NY