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Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates And Fx - Vice President
New York City, NY

3 hit(s)
Compliance Officer – Investment Bank Compliance – Fixed Income Sales & ... R0352521 Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & ... relevant policies and procedures Provide regulatory/compliance training; assist the Business in ... state regulators Support the global compliance monitoring program by..

Last verified - 0 day(s) 20 hour(s) ago

Director Of Compliance - Risk & Compliance
Sioux Falls, SD

2 hit(s)
Director of Compliance - Risk & Compliance Sioux Falls Share on Facebook ... OF JOB The Director of Compliance ensures the organization adheres to ... role provides strategic leadership in compliance management, risk mitigation, and regulatory ... oversee the implementation of SDTC compliance program, ensuring adherence to federal, ... Board..

Last verified - 1 day(s) 2 hour(s) ago

Senior Manager, Specialty Compliance And Ethics, Wic/snap Compliance
Bentonville, AR

6 hit(s)
Senior Manager, Specialty Compliance And Ethics, WIC/SNAP Compliance Apply locations Bentonville, AR time ... Manager II on the WIC/SNAP Compliance team, you will have responsibility ... of programs designed to ensure compliance with WIC and SNAP requirements ... do… Build WIC and SNAP compliance programs to ensure compliance with regulatory..

Last verified - 1 day(s) 1 hour(s) ago

Associate Vice President (avp) For Research Compliance (research Compliance Sr. Executive)
Indianapolis, IN

9 hit(s)
... Vice President (AVP) for Research Compliance (Research Compliance Sr. Executive) Salary Information: Competitive ... Vice President (AVP) for Research Compliance (Research Compliance Sr. Executive) Experience Information: Master's ... national experience as a research compliance thought leader. Demonstrated experience with ... as a director or senior-level compliance administrator at a..

Last verified - 1 day(s) 3 hour(s) ago

Vice President, Compliance & Privacy, Chief Compliance Officer #4025
Menlo Park, CA

6 hit(s)
SEO-friendly job title: Vice President, Compliance & Privacy, Chief Compliance Officer H1 heading: Join GRAIL ... Join GRAIL as Vice President, Compliance & Privacy, Chief Compliance Officer H2 headings: - Overview ... - About the Vice President, Compliance & Privacy, Chief Compliance Officer role - Responsibilities of ... Multi-Disciplinary Team..

Last verified - 0 day(s) 23 hour(s) ago

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Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Vice President
New York City, NY

3 hit(s)
Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... mechanisms - Support the global compliance monitoring program - Perform testing ... Perform testing and monitoring of compliance with firm policies - Conduct ... effective business control framework Title: Compliance Officer – Investment Bank Compliance – Origination &..

Last verified - 0 day(s) 23 hour(s) ago

Product and Sustainability Compliance Counsel
Cork, Chorcai, Ireland

4 hit(s)
... and Role:As Product and Sustainability Compliance Counsel, you will be a ... on worldwide hardware product regulatory compliance matters in the areas of ... will:Partner closely with product regulatory compliance and sustainability teams and business ... worldwide technical product and component compliance regulation requirements and issues in ... new..

Last verified - 744 day(s) 11 hour(s) ago

Compliance And Privacy Officer
Reading, PA

44 hit(s)
Compliance and Privacy Officer The candidate ... will implement and oversee the compliance and HIPAA privacy program for ... prevent, and detect regulatory and compliance issues. Serve as the focal ... as the focal point for compliance and privacy activities for Group ... and indirectly to the Chief Compliance Officer..

Last verified - 1 day(s) 0 hour(s) ago

AML Compliance Senior
Los Angeles, CA

23 hit(s)
AML Compliance Senior The candidate will be responsible for performing analysis, examination, review, assessment, and testing in a wide variety of client engagements at the direction of the project manager. The individual in this role will apply experience in anti-money laundering compliance, USA PATRIOT Act, Bank Secrecy Act (BSA), Office of ..

Last verified - 0 day(s) 18 hour(s) ago

Senior Associate/Special Counsel - Public Law & Regulatory Compliance
Melbourne, Victoria, Australia

23 hit(s)
Senior Associate/Special Counsel - Public Law & Regulatory Compliance Australia | req1293 Posted: 18/02/2025 Back to Search SENIOR ASSOCIATE/SPECIAL COUNSEL - PUBLIC LAW & REGULATORY COMPLIANCE We have a fantastic opportunity for an experienced Senior Associate or Special Counsel to join our Public Law & Regulatory Compliance team in Melbourne. This ..

Last verified - 1 day(s) 3 hour(s) ago

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