Search All Law Compliance Officer Jobs in New York City New York

Senior Compliance Officer - Trade / Export Control - Legal & Compliance
New York City, NY

4 hit(s)
Senior Compliance Officer - Trade / Export Control ... Export Control - Legal & Compliance Location: New York, USA Salary Range: $180,000 - ... and diversity. Our Legal & Compliance Department plays a crucial role ... are looking for a Senior Compliance Officer with expertise in U.S. export ... our..

Last verified - 0 day(s) 10 hour(s) ago

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Vice President
New York City, NY

Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... mechanisms - Support the global compliance monitoring program - Perform testing ... Perform testing and monitoring of compliance with firm policies - Conduct ... effective business control framework Title: Compliance Officer – Investment Bank Compliance – Origination &..

Last verified - 0 day(s) 15 hour(s) ago

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President
New York City, NY

Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... - Assistant Vice President Location: New York, NY Full-time position Job ID: R0327387 ... policies and procedures - Provide regulatory/compliance training - Implement and document ... state regulators - Support global compliance monitoring program - Perform testing .....

Last verified - 0 day(s) 14 hour(s) ago

Senior Vice President, Compliance Officer
New York City, NY

57 hit(s)
# Senior Vice President, Compliance Officer PIMCO is seeking a dynamic ... to serve as a Senior Compliance Officer within the global compliance team of its Legal and ... team of its Legal and Compliance Department. The Compliance Officer will support the U.S. Registered ... the U.S. Registered Funds 38a-1..

Last verified - 0 day(s) 19 hour(s) ago

Conflicts Compliance Officer
New York City, NY

3 hit(s)
SEO Friendly Job Title: Conflicts Compliance Officer at KKR H1: Join KKR ... Join KKR as a Conflicts Compliance Officer in New York H2: About KKR & Co. ... are currently seeking a Conflicts Compliance Officer to join their Global Compliance team in New York. The ideal candidate will have..

Last verified - 0 day(s) 9 hour(s) ago

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Chief Compliance Officer & Associate General Counsel, Mutual Funds
New York City, NY

7 hit(s)
... resumes or applications. H1: Chief Compliance Officer & Associate General Counsel, Mutual ... Job Summary Job Title: Chief Compliance Officer & Associate General Counsel Company: ... Counsel Company: Mutual Funds Location: New York, NY Time Type: Full Time Requisition ... seeking a highly experienced Chief Compliance Officer to oversee..

Last verified - 0 day(s) 15 hour(s) ago

Temporary Executive Assistant To The General Counsel And Chief Compliance Officer
New York City, NY

1 hit(s)
... the General Counsel and Chief Compliance Officer, its Managing Counsels, and the ... Counsels, and the Legal and Compliance Department. - The role requires ... process for temporary employees and new hires. - Responsibilities include conducting ... full-time temporary position based in New York City. H1: Temporary Executive Assistant..

Last verified - 0 day(s) 12 hour(s) ago

Senior Manager, Markets Compliance Officer
New York City, NY

2 hit(s)
As a Senior Manager, Markets Compliance Officer, you will be responsible for ... will be responsible for ensuring compliance with governing regulations and internal ... trading staff, coordinate with other compliance officers, and actively monitor the ... minimum of 5-7 years of compliance experience, including experience in a ... Responsibilities..

Last verified - 0 day(s) 19 hour(s) ago

Chief Compliance Officer
New York City, NY

Role: Chief Compliance Officer Experience Level: Executive Director Location: ... Experience Level: Executive Director Location: New York, NY, US Employment Type: Full Time ... on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In ... Ltd. Role Description: The Chief Compliance Officer (CCO) will lead all components .....

Last verified - 0 day(s) 13 hour(s) ago

Fair Banking Compliance Officer
New York City, NY

4 hit(s)
Fair Banking Compliance Officer - Remote/Hybrid - $86,840 - ... TD as a Fair Banking Compliance Officer - Remote/Hybrid! H2: Drive Fair ... Drive Fair Lending and UDAAP Compliance at TD Bank Job Summary: ... Summary: As the Fair Banking Compliance Officer, you will provide second line ... and support..

Last verified - 0 day(s) 13 hour(s) ago

Law Compliance Officer jobs in New York City, NY