Search All Law Compliance Officer Jobs in Manhattan New York

Senior Regulatory Compliance Counsel
Fort Lee, NJ

25 hit(s)
Job Title: Senior Regulatory Compliance Counsel at Cross River Experience: ... States Company: Cross River Department: Compliance H1: Join Cross River as ... Cross River as Senior Regulatory Compliance Counsel H2: Make an Impact ... a highly qualified Senior Regulatory Compliance Counsel to join our dynamic ... Counsel to join..

Last verified - 0 day(s) 13 hour(s) ago

Agency Deputy Chief, Equal Opportunity Officer (adeoo)
Brooklyn, NY

... Agency Deputy Chief Equal Opportunity Officer (DEOO) for the New York ... (NYCT) is responsible for evaluating compliance and making recommendations for appropriate ... the Agency Chief Equal Opportunity Officer (ACEOO) and is located in ... and is located in Brooklyn, NY. The ideal candidate will have ... 954...

Last verified - 0 day(s) 11 hour(s) ago

Senior Compliance Officer - Trade / Export Control - Legal & Compliance
New York City, NY

4 hit(s)
Senior Compliance Officer - Trade / Export Control ... Export Control - Legal & Compliance Location: New York, USA Salary ... and diversity. Our Legal & Compliance Department plays a crucial role ... are looking for a Senior Compliance Officer with expertise in U.S. export ... our team and help..

Last verified - 0 day(s) 9 hour(s) ago

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Vice President
New York City, NY

Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... mechanisms - Support the global compliance monitoring program - Perform testing ... Perform testing and monitoring of compliance with firm policies - Conduct ... effective business control framework Title: Compliance Officer – Investment Bank Compliance – Origination &..

Last verified - 0 day(s) 14 hour(s) ago

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President
New York City, NY

Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... Vice President Location: New York, NY Full-time position Job ID: R0327387 ... policies and procedures - Provide regulatory/compliance training - Implement and document ... state regulators - Support global compliance monitoring program - Perform testing ... Perform testing..

Last verified - 0 day(s) 13 hour(s) ago

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Temporary Executive Assistant To The General Counsel And Chief Compliance Officer
New York City, NY

1 hit(s)
... the General Counsel and Chief Compliance Officer, its Managing Counsels, and the ... Counsels, and the Legal and Compliance Department. - The role requires ... the General Counsel and Chief Compliance Officer - 240171: N/A H2: Job ... - Supports General Counsel, Chief Compliance Officer, and Legal and Compliance..

Last verified - 0 day(s) 11 hour(s) ago

Chief Compliance Officer & Associate General Counsel, Mutual Funds
New York City, NY

7 hit(s)
... resumes or applications. H1: Chief Compliance Officer & Associate General Counsel, Mutual ... Job Summary Job Title: Chief Compliance Officer & Associate General Counsel Company: ... Mutual Funds Location: New York, NY Time Type: Full Time Requisition ... seeking a highly experienced Chief Compliance Officer to oversee the compliance..

Last verified - 0 day(s) 14 hour(s) ago

Research, Marketing, And Content Compliance Officer - Svp
New York City, NY

2 hit(s)
The Research, Marketing, and Content Compliance Officer - SVP (Hybrid) will serve ... will serve as a senior compliance officer responsible for establishing and maintaining ... also provide expert guidance on compliance issues related to the Research, ... - Design, develop, and maintain compliance programs and policies for Independent .....

Last verified - 0 day(s) 20 hour(s) ago

Fair Banking Compliance Officer
New York City, NY

4 hit(s)
Fair Banking Compliance Officer - Remote/Hybrid - $86,840 - ... TD as a Fair Banking Compliance Officer - Remote/Hybrid! H2: Drive Fair ... Drive Fair Lending and UDAAP Compliance at TD Bank Job Summary: ... Summary: As the Fair Banking Compliance Officer, you will provide second line ... and support..

Last verified - 0 day(s) 13 hour(s) ago

Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President
New York City, NY

Compliance Officer – Fixed Income Sales & ... volunteer programs Job Description - Compliance Officer – Fixed Income Sales & ... President - Location New York, NY What You’ll Do - Provide ... policies and procedures - Provide regulatory/compliance training - Assist the Business ... inquiries - Support the global..

Last verified - 0 day(s) 16 hour(s) ago

Law Compliance Officer jobs in Manhattan, NY