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Jobs >> Browse Jobs >> Law >> Law Compliance Officer >> New York >> Brooklyn
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132 results found on your search for

Law Compliance Officer jobs in Brooklyn, NY

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o'brien, belland and bushinsky - Moorestown, NJ
O’Brien, Belland & Bushinsky is an established, rapidly-growing, Labor law firm. We are seeking a motivated attorney with 3-5 years benefits experience to join our ERISA benefit plan practice. If you are looking for independence, growth and support, this is a great opportunity. Open to assisting in the relocation of the ..


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Agency Deputy Chief, Equal Opportunity Officer (adeoo)
Brooklyn, NY
... Agency Deputy Chief Equal Opportunity Officer (DEOO) for the New York ... (NYCT) is responsible for evaluating compliance and making recommendations for appropriate ... the Agency Chief Equal Opportunity Officer (ACEOO) and is located in ... (ACEOO) and is located in Brooklyn, NY. The ideal candidate will have .....

Last verified - 0 day(s) 12 hour(s) ago



Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Vice President
New York City, NY
Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... mechanisms - Support the global compliance monitoring program - Perform testing ... Perform testing and monitoring of compliance with firm policies - Conduct ... effective business control framework Title: Compliance Officer – Investment Bank Compliance – Origination &..

Last verified - 0 day(s) 15 hour(s) ago



Senior Compliance Officer - Trade / Export Control - Legal & Compliance
New York City, NY 4 hit(s)
Senior Compliance Officer - Trade / Export Control ... Export Control - Legal & Compliance Location: New York, USA Salary ... and diversity. Our Legal & Compliance Department plays a crucial role ... are looking for a Senior Compliance Officer with expertise in U.S. export ... our team and help..

Last verified - 0 day(s) 10 hour(s) ago



Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President
New York City, NY
Compliance Officer – Investment Bank Compliance – Origination & Advisory – ... Vice President Location: New York, NY Full-time position Job ID: R0327387 ... policies and procedures - Provide regulatory/compliance training - Implement and document ... state regulators - Support global compliance monitoring program - Perform testing ... Perform testing..

Last verified - 0 day(s) 14 hour(s) ago



Conflicts Compliance Officer
New York City, NY 3 hit(s)
SEO Friendly Job Title: Conflicts Compliance Officer at KKR H1: Join KKR ... Join KKR as a Conflicts Compliance Officer in New York H2: About ... are currently seeking a Conflicts Compliance Officer to join their Global Compliance team in New York. The ... of experience in investment management compliance..

Last verified - 0 day(s) 9 hour(s) ago


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Chief Compliance Officer & Associate General Counsel, Mutual Funds
New York City, NY 7 hit(s)
... resumes or applications. H1: Chief Compliance Officer & Associate General Counsel, Mutual ... Job Summary Job Title: Chief Compliance Officer & Associate General Counsel Company: ... Mutual Funds Location: New York, NY Time Type: Full Time Requisition ... seeking a highly experienced Chief Compliance Officer to oversee the compliance..

Last verified - 0 day(s) 15 hour(s) ago



Fair Banking Compliance Officer
New York City, NY 4 hit(s)
Fair Banking Compliance Officer - Remote/Hybrid - $86,840 - ... TD as a Fair Banking Compliance Officer - Remote/Hybrid! H2: Drive Fair ... Drive Fair Lending and UDAAP Compliance at TD Bank Job Summary: ... Summary: As the Fair Banking Compliance Officer, you will provide second line ... and support..

Last verified - 0 day(s) 13 hour(s) ago



Chief Compliance Officer
New York City, NY
Role: Chief Compliance Officer Experience Level: Executive Director Location: ... Executive Director Location: New York, NY, US Employment Type: Full Time ... Ltd. Role Description: The Chief Compliance Officer (CCO) will lead all components ... lead all components of the compliance program for an investment advisory ... CCO will ensure..

Last verified - 0 day(s) 13 hour(s) ago



Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President
New York City, NY
Compliance Officer – Fixed Income Sales & ... volunteer programs Job Description - Compliance Officer – Fixed Income Sales & ... President - Location New York, NY What You’ll Do - Provide ... policies and procedures - Provide regulatory/compliance training - Assist the Business ... inquiries - Support the global..

Last verified - 0 day(s) 17 hour(s) ago



Senior Vice President, Compliance Officer
New York City, NY 57 hit(s)
# Senior Vice President, Compliance Officer PIMCO is seeking a dynamic ... to serve as a Senior Compliance Officer within the global compliance team of its Legal and ... team of its Legal and Compliance Department. The Compliance Officer will support the U.S. Registered ... the U.S. Registered Funds 38a-1..

Last verified - 0 day(s) 19 hour(s) ago


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