Job Description
We are looking for a self-starter with compliance experience to set up RIA's. You must know how set up all parts of Form ADV Parts l & ll and apply all legal language to meet said RIA's desired scope of business. You need to know how to set up an RIA office with all other documents as well as give ongoing compliance services to RIA's. You must be familiar with all aspects of setting both state and SEC registered firms now and on an ongoing basis, including filing annual registration statements.
This person could work from our office, but could also work from home if they are a self starter. Results and the ability to get things done are more important than location.
Pay is negotiable based on experience and ability.
